Stock Exchange — Secretarial Practice STD 12 Commerce / Arts — Question
Maharashtra BoardEnglish MediumSTD 12 Commerce / ArtsSecretarial PracticeStock Exchange4 Marks
Question
State the functions of SEBI.
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Answer
The various functions of SEBI are
To protect the interest of investors in the securities stock market.
To promote the development of securities markets.
To regulate the business in stock exchanges and any other securities market.
To register and regulate the working of stockbrokers, sub-brokers, share transfer agents, bankers to an issue, trustee of trust deeds, registrars to an issue, merchants bankers, underwriters, and such other intermediaries who may be associated with the securities market.
To register and regulate the working of the Depositories, Depository Participants, Custodians of securities, foreign institutional investors, credit rating agencies.
To register and regulate the working of venture capital funds and collective investment schemes including mutual funds.
To promote and regulate self-regulatory organizations.
To prohibit fraudulent and unfair trade practices relating to securities markets.
To promote investors’ education and training of intermediaries of the securities market.
To prohibit insider trading in securities.
To conduct research and carry out publications.
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