Question types

Stock Exchange question types

81 questions across 16 question groups — pick any mix to generate a Secretarial Practice paper with step-by-step answer keys.

81
Questions
16
Question groups
5
Question types
Sample Questions

Stock Exchange questions

One sample from each question group in this chapter. Select any group above to see the full set with answer keys.

Group ‘A’Group ‘B’
(1) Bull(a) A Secondary Market for Securities
(2) Stag(b) Auction
(3) Broker(c) Invests in Primary Market
(4) Stock Exchange(d) Mandiwala
(5) NSE(e) Deals on behalf of his client
(f) A broker optimistic about rising in prices of securities
(g) A broker pessimistic about fall in prices of securities
(h) 1992
(i) 1988
(j) 1996
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Group ‘A’Group ‘B’
(1) SEBI(a) Sensex
(2) Stock Exchange(b) Primary market
(3) Nifty(c) Auction
(4) Bear(d) Made up of 50 listed companies
(5) SENSEX(e) Optimistic about rising in prices of securities
(f) Pessimistic about fall in prices of securities
(g) Purchase and sale of shares
(h) Machinery regulating Stock Exchanges
(i) BSE
(j) NSE
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Keith Bionics Ltd. a newly formed company makes a public issue of shares for the first time to raise capital funds. It also gets itself listed for the first time with BSE. Answer the queries. Question (a). What is Keith Bionics’ first time issue termed as/called Question (b). What do you mean by listing with BSE? Question (c). What is the advantage of listing to Keith Bionics Ltd.?
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Moon Co-Ltd. listed its shares in Bombay Stock Exchange (BSE). Due to the COVID-19 pandemic, the Stock Exchanges in India came crashing down. Answer the queries. Question (a).
What do you mean by the term Stock Exchange Crash? Question (b). What is the Index of BSE called? Question (c). The Index of BSE comprises of how many companies.
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Mr. P has recently got his B.Sc. degree. He has enrolled in a course in the securities market. As a new student of this subject, he has few queries as follows:

Q1- Does a company need to be listed on a stock exchange’s ability to sell its securities through the stock exchange?

Q2- What is the term used for referring to a stock exchange’s ability to reflect the economic conditions of a country?

Q3- Which term refers to the functions of the stock exchange as a provider of a ready market for sale and purchase of security?

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Mr. Y is a practicing Company Secretary offering advisory services to companies, institutions, etc. on corporate laws including the Companies Act. He has received few queries from his clients, please assist Mr. Y in answering them.

Q1- BDI bank wants to offer DP services. Whom should they approach for registering as DP?

Q2- KM Financial wants to offer Debenture Trustee services. Where should they apply for getting registered?

Q3- TT Ltd. Co. wants to issue an IPO. Should it get itself registered with SEBI?

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